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Journalists' & Publishers' Amici Brief in "MPAA v. 2600" Case
Brief of Amici Curiae in Support of Appellants and Reversal
of the Judgment Below; Universal v. Reimerdes (Jan. 26, 2001)
00-9185
IN THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
Universal City Studios, Inc., et al.
Plaintiffs-Appellees
v.
Eric Corley, a/k/a Emmanuel Goldstein and 2600
Enterprises, Inc.
Defendants-Appellants
Shawn C. Reimerdes, Roman Kazan
Defendants
On Appeal From The United States District Court
For The Southern District Of New York
BRIEF OF AMICI CURIAE
Online News Association; Reporter's Committe for
Freedom of the Press; Newspaper Association of America; Student Press
Law Center; Wired News; Pew Center on the States; Silha Center for the
Study of Media Ethics and Law; and the College of Communications, California
State University, Fullerton
IN SUPPORT OF APPELLANTS AND
REVERSAL OF THE JUDGMENT BELOW
David Greene (Cal. Bar. No. 160107)
First Amendment Project
1736 Franklin Street, 9th Floor
Oakland, CA 94612
Telephone: 510-208-7744
Fax: 510-208-4562
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Jane E. Kirtley (NY Bar No. 1716588)
Erik F. Ugland (Minn. Bar No. 0261300)
Silha Center for the Study of Media Ethics and Law
School of Journalism and Mass Communication
University of Minnesota
111 Murphy Hall
206 Church Street SE
Minneapolis, MN 55455-0418
Telephone: 612-625-9038
Fax: 612-626-8012
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Milton Thurm (NY Bar No. MT4581)
Thurm & Heller, LLP
261 Madison Avenue
New York, NY 10016
Telephone: 212-682-7000
Fax: 212-682-7401
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CORPORATE DISCLOSURE STATEMENT
Pursuant to Federal Rule of Appellate Procedure 26.1, amici curiae
make the following disclosure:
Wired News is a subsidiary of Terra/Lycos [Nasdaq: TRLY].
The Pew Center on the States is a grant organization funded by The Pew
Charitable Trusts and administered by the University of Richmond. No publicly
held company owns 10% or more of any equity or stock interest in The Pew
Center on the States.
Online News Association and Student Press Law Center are 501(c)(3) nonprofit
organizations, and Newspaper Association of America is a 501(c)(6) nonprofit
organization, each with no parent corporations or stockholders.
Reporters Committee for Freedom of the Press is an unincorporated association
with no parent corporations or stockholders.
College of Communications, California State University, Fullerton, and
the Silha Center for the Study of Media Ethics and Law, based at the School
of Journalism and Mass Communication at the University of Minnesota, are
academic institutions at public universities.
TABLE OF CONTENTS
INTERESTS OF THE AMICI CURIAE 1
ARGUMENT 5
I. ONLINE JOURNALISM IS AN IMPORTANT PART OF THE AMERICAN PRESS, AND
LINKING IS AN IMPORTANT COMPONENT OF ONLINE JOURNALISM 5
A. The World Wide Web Has Become a Core News Medium 5
B. Linking, One of the Defining Characteristics of the Web, Is a Defining
Characteristics of On-line Journalism 7
C. Restrictions on Linking Hinger the Basic Functioning of the Web
10
II. THE DISTRICT COURT'S TEST FOR LINKING LIABILITY VIOLATES THE FIRST
AMENDMENT PROTECTIONS OF FREEDOM OF THE PRESS 11
A. The Unqualified Free Press Protections Applied to the Print Medium
Should be Applied to On-line Journalism 11
B. The District Court's Linking Liability Test Will Chill Significantly
More Speech Than the Defamation Standard 13
C. The District Court Interprets the DMCA to Authorize a Prior Restraint
Against Publication of DeCSS by all Subsequent Publishers 21
III. ANY TEST FOR LINKING LIABILITY MUST BE BASED ON ACTIVE PARTICIPATION
IN A TRAFFICKING ENTERPRISE 25
CONCLUSION 26
TABLE OF AUTHORITIES
Cases
ACLU v. Reno, 929 F.Supp. 824, 837 (E.D. Pa. 1996) 7
Alberti v. Cruise, 383 F.2d 268, 272 (4th Cir. 1967)
17
Bartnicki v. Vopper, 200 F.3d 109 (3d Cir. 1999) 24,25
Boehner v. McDermott, 191 F.3d 463 (D.C. Cir. 1999) 24
CBS, Inc. v. Davis, 510 U.S. 1315, 1318 (1994) 22
CBS v. Democratic National Committee, 412 U.S. 94, 120-21 (1973)
22
Century Communications Corp. v. FCC, 835 F.2d 292, 295 (D.C. Cir.
1987) 25
Celle v. Filipino Reporter Enterprises, 209 F.3d 163, 179 (2d
Cir. 2000) 19
Community for Creative Non-Violence v. Pierce,
814 F.2d 663, 672 (D.C. Cir. 1987) 17
DeFilippo v. National Broadcasting Co., 446 A.2d 1036 (R.I. 1982)
13
Edwards v. National Audubon Society, 556 F.2d 113, 122 (2d Cir.
1977) 15,19-20
The Florida Star v. B.J.F., 491 U.S. 524, 539-40 (1989) 19,24
Herceg v. Hustler Magazine, Inc., 814 F.2d 1017 (5th Cir. 1987)
12
Hustler Magazine v. Falwell, 485 U.S. 46, 52 (1988) 15
IDK v. County of Clark, 836 F.2d 1185, 1194 (9th Cir.
1988) 25
Kramer v. Thompson, 947 F.2d 666, 671-680 (3rd Cir.
1990) 16-17
Landmark Communications v. Virginia, 435 U.S. 829, 843-44 (1978)
18,23-24
Levin v. McPhee, 119 F.3d 189, 195 (2d Cir. 1997) 18
Miami Herald Publishing Co. v. Tornillo, 418 U.S. 241, 258 (1974)
22
Near v. Minnesota, 283 U.S. 697, 718-19 (1931)
16
Nebraska Press Ass'n v. Stuart, 427 U.S. 539, 559 (1976) 22
New York Times v. Sullivan, 376 U.S. 254, 270 (1964) 11,14,15,22
New York Times v. United States, 403 U.S. 713 (1971) 9,18,22,24
Northwestern Pac. Railroad Co. v. Lumber & Sawmill Workers' Union,
31 Cal.2d 441, 448 (1948) 17
Oklahoma Publishing Co. v. District Court, 430 U.S. 308, 310-11
(1977) 24
Olivia N. v. NBC, Inc., 126 Cal. App.3d 488 (1981) 13
Organization for a Better Austin v. Keefe, 402 U.S. 415, 419 (1971)
22
Peavy v. WFAA-TV, 221 F.3d 158 (5th Cir. 2000) 24
Pennekamp v. Florida, 328 U.S. 331, 335 (1946) 18
Religious Technology Center v. Lerma, 908 F.Supp. 1353 (E.D.Va.
1995) 24
Reno v. ACLU, 521 U.S. 844, 870 (1997) 1,11
Regan v. Time, Inc., 468 U.S. 641, 648-49 (1984) 21,22
St. Amant v. Thompson, 390 U.S. 727, 732 (1968) 14-15
Smith v. Daily Mail Publishing Co., 443 U.S. 97, 98 (1979) 24
Turner Broadcasting System v. FCC, 512 U.S. 622, 664 (1994) 18
United States v. O'Brien, 391 U.S. 367, 376-77 (1968) 25
Universal City Studios v. Reimerdes, 111 F. Supp.2d 294, 340 (S.D.N.Y.
2000) 13-14, 16
Whitney v. California, 274 U.S. 357, 378-79 (1927) 18
Wood v. Georgia, 370 U.S. 375, 384-88 (1962) 18
Statutes
17 U.S.C. 1201 (b)(1) 23
Other Authorities
Survey of 3291 Web users by the Graphic, Visualization, Usability Center
at Georgia Tech University, October 1998
<http://www.gvu.gatech.edu/user_surveys> 6
Annotation Injunction as a Remedy Against Defamation of Person,
47 ALR2d 715, 726-27 (1956) 17
David Novack, "From Novelty to Mainstream," Editor & Publisher,
Feb. 1, 1999, p. 36, citing the Pew survey of 3,184 adults 6,7
<http://www.mediainfo.com> (accessed Dec. 4, 2000) 6
Mark Sableman, "Link Law: The Emerging Law of Internet Hyperlinks," 4
Comm. L. & Pol'y 557, 560 (1999), quoting Tim Berners-Lee,
"Realizing The Full Potential of the Web" <http://www.w3.org/1998/02/Potential.html>
10-11
Society of Professional Journalists' Code of Ethics, available at <http://www.spj.org/ethics/code.htm>
9,20
INTERESTS OF THE AMICI CURIAE
The amici curiae are journalism membership
and trade associations, online publications, and academic institutions
which are concerned that the District Court's opinion, should it be affirmed,
will significantly chill freedom of the online press by stifling one of
its important features, linking. Amici curiae believe that if
online journalism is to thrive, courts must allow it the unqualified First
Amendment protection afforded its print counterparts, a result already
mandated by the Supreme Court.(1) The District
Court's subjective test to determine "linking liability," which departs
from previously unquestioned freedom of the press principles, is a dangerous
precedent; it allows Congress to authorize prior restraints on whole classes
of information published on the World Wide Web, the publication of which
is constitutionally protected in all other media.
The amici curiae represent the broad range of journalistic
interests and are eminently qualified to speak to the Court on these issues:
- The Online News Association is an association composed
largely of professional online journalists. Though not yet two years
old, the Association has more than 450 professional members, that is,
members whose principal livelihood involves gathering or producing news
for online presentation. The membership includes news writers, producers,
designers, editors, photographers and others who produce news for the
Internet or other digital delivery systems. By permitting liability
to be predicated on the establishment of hypertext links, the decision
of the District Court threatens to chill the constitutionally protected
speech of online journalists by exposing them to legal risks not borne
by other journalists, solely on the basis of the medium in which they
practice their craft.
- The Reporters Committee for Freedom of the Press
is a voluntary, unincorporated association of reporters and editors
that works to defend the First Amendment rights and freedom of information
interests of the news media. The Reporters Committee has provided representation,
guidance and research in First Amendment and Freedom of Information
Act litigation since 1970.
- The Newspaper Association of America (NAA) is a nonprofit
organization representing the interests of more than 2,000 newspapers
in the United States and Canada. Most NAA members are daily newspapers,
accounting for 87% of the U.S. daily newspaper circulation. Over 1,400
member newspapers publish on the Internet through the World Wide Web.
One of the NAA's missions is to advance newspapers' interests in First
Amendment matters, including the right to publish free from prior restraints.
- The Student Press Law Center is a national, non-profit,
non-partisan organization established in 1974 to perform legal research
and provide information and advocacy for the purpose of promoting and
preserving the rights of student journalists. The Center provides legal
help and information to more than 2,000 student journalists and journalism
educators each year. As the only national organization in the country
devoted exclusively to defending the legal rights of the student press,
the Student Press Law Center has collected information on student press
cases nationwide and has produced a number of publications on student
press law, including its book, Law of the Student Press, and
its thrice-yearly magazine, the SPLC Report.
- Wired News is a daily technology
news site published at www.wired.com. Wired News was founded in 1996.
- The Pew Center on the States is a research initiative
founded in order to assist journalists, policy makers and concerned
citizens to become better informed about innovations in public policy
at the state level. Its principal activity is the publication of news
about public policy on its website, Stateline.org, a free daily
service that follows the development of major issues as they appear
on the public agenda in the states. Stateline.org contains
original reporting on critical issues by a Washington, DC-based reporting
staff and links to daily newspaper reports from the 50 state capitals.
- The Silha Center for the Study of Media Ethics and Law
was established in 1984 within the School of Journalism and Mass Communication
at the University of Minnesota. The Center's efforts focus on the examination
of the legal rights and ethical responsibilities of the mass media in
a democratic society. The Center is particularly concerned about the
development of legal principles that will apply to the new media, and
the impact such principles will have on the First Amendment rights of
all journalists.
- The College of Communications, California State University,
Fullerton, established in 1989, is committed to advancing a
democratic society by preparing students to understand the history and
interpretation of the First Amendment. The College is especially interested
in the development of legal principles emanating from the First Amendment
as they apply to the new media and the effect that such principles have
on the rights of media practitioners.
Amici curiae are keenly aware that this case presents the issue
of linking liability for the first time and that this holding may be the
model for how future courts consider freedom of the online press hereafter.
The importance of this case to amici curiae and the entire online
journalism community cannot be overstated. Amici curiae
urge that this court honor the Supreme Court's endorsement of the World
Wide Web as a "dynamic, multifaceted, category of communication"(2)
and exercise extreme caution so that the still-evolving field of online
journalism is not substantially hindered at this critical stage in its
development.(3)
ARGUMENT
I. ONLINE JOURNALISM IS AN IMPORTANT PART OF THE AMERICAN PRESS, AND
LINKING IS AN IMPORTANT COMPONENT OF ONLINE JOURNALISM
A. The World Wide Web Has Become a Core News Medium
The World Wide Web has revolutionized journalism. Not since the emergence
of television a half-century ago has a technological innovation so dramatically
enhanced the ability of journalists to disseminate information to the
public. The Web provides an extraordinary 24-hour framework for the distribution
of news: text can be fused with sound, pictures and video; supplemental
sources of information can be instantly cross-referenced; readers can
participate through polls and discussion groups. The Web liberates journalists
from the space and time barriers that confine the traditional print and
broadcast media.
It is no surprise then that the Web is the most rapidly growing medium
for the delivery of news. Results from one of the largest regular surveys
of Web users show that 55 percent of all users access news websites at
least once a day.(4) A 1999 study by the
Pew Research Center for the People and the Press found that 41 percent
of U.S. adults were online news consumers, nearly double the percentage
from two years earlier.(5) And the number
of news websites continues to grow. Editor & Publisher's
comprehensive Media Info Web page, which tracks all news organizations
with a Web presence, shows there are now 8,844 news websites in the United
States alone.(6)
Online journalism, although once considered a peripheral component of
traditional news media, is now part of the news media mainstream. It is
an independently viable industry, with its own trade associations, unions,
style guidelines and industry awards. Online journalists have established
their credibility within their profession and with the public as well.
In the Pew study cited above, 49 percent of Web users said online news
was more accurate than news from traditional news sources, and a similar
survey by Jupiter Communications found that more than 80 percent of Web
users trust online news as much as traditional news sources.(7)
Yet, the potential of online journalism is still largely untapped. As
the Internet continues to grow, as bandwidth expands, as computer and
modem processing speeds increase, and as more creative uses are made of
the Web's capabilities, the Web will continue to evolve as an important
channel through which the public gets its news.
B. Linking, One of the Defining Characteristics of the Web, Is a Defining
Characteristic of Online Journalism
Hyperlinks are the engine of the Web, allowing rapid connections to
be made between people and information. Without hyperlinks, the Web's
extraordinary ability to facilitate the rapid, global dissemination of
information would be severely impaired. Hyperlinks are the threads that
tie together disconnected bits of information on the Web, permitting Web
publishers to take advantage of all available knowledge when crafting
messages. As the District Court noted in ACLU v. Reno, 929 F.Supp.
824, 837 (E.D. Pa. 1996), aff'd, 521 U.S. 844 (1997), "The power
of the Web stems from the ability of a link to point to any document regardless
of its status or physical location."
Hyperlinks enhance online news reporting. The rapid access to layers
of supplementary information allows journalists to add depth and context
to their stories, making them more meaningful and useful to readers. Links
allow the journalist to direct readers to the journalist's primary source
material, lending credibility to the report and empowering the reader
to investigate independently. Instead of merely summarizing the results
of a complex scientific study, reporters often include a link to the research
report or journal, allowing readers to make their own assessments and
to scrutinize the reporter's account. Links can take readers to research
archives, past articles, government records, audio and video clips of
newsworthy events, discussion groups, and more. Many of these sources
are stored on servers in other states or countries or are not prominently
featured on the Web and would be difficult to find without hyperlinks.
Online journalists use links like these routinely. When Judge Starr
issued his report on allegations against President Clinton, and when the
Florida Supreme Court issued its recent election rulings, online accounts
were accompanied by links to the actual documents. And if the Web had
been available in 1971, journalists for the Washington Post and
New York Times may have linked to the Pentagon Papers in addition
to publishing their own interpretations of those controversial documents.
See New York Times v. United States, 403 U.S. 713 (1971).
Links enable the online journalist to fully include each of the elements
of reporting -- strong storytelling devices, presentation of a variety
of viewpoints, and attribution of primary and secondary sources -- in
a story. According to the Society of Professional Journalists, one of
the ultimate goals of journalism is to provide readers with comprehensive
accounts of the news, and one of the journalist's ethical mandates, in
order to "Seek Truth and Report It," is to identify sources and provide
the public with as much source information as possible.(8)
Links are critical features in each of the three major models for online
journalism. News websites that are associated with major print and broadcast
news organizations, such as CNN.com, USAToday.com and
ABCNews.com, publish original articles alongside some that may
have appeared in their other-media counterparts. These sites supplement
each type of article with hyperlinks to related content on the Web and
with content that would not fit in their associated print or broadcast
versions. In contrast, sites such as Salon.com, CNet.com
and TheStreet.com, produce their own content exclusively for
the Web. These sites also make extensive use of hyperlinks to augment
their stories and to connect readers with other Web content. Sites in
a third category, "meta" or "portal" sites, rely almost entirely on hyperlinks:
these sites contain menus of hyperlinks, organized by topic, which readers
can select. Many portal sites also use search engines or robots to create
continuously updated pages of links that are customized to the interests
of individual visitors or subscribers.
C. Restrictions on Linking Hinder the Basic Functioning of the Web
Forcing journalists to withhold information that they believe is important
for readers not only contradicts long-standing journalistic and First
Amendment principles, as explained below, it also undermines the Web's
essential purpose. The Web was designed to work as a completely open system,
empowering all people to access all posted information. Journalists can
help advance that objective by investigating information on the Web and
providing readers with useful links. As the Web's principal architect
has said:
The Web was designed to be a universal space of information, so
when you make a bookmark or a hypertext link, you should be able
to make that link to absolutely any piece of information that can
be accessed using networks. The universality is essential to the
Web: it loses its power if there are certain types of things to
which you can't link.(9)
II. THE DISTRICT COURT'S TEST FOR LINKING LIABILITY VIOLATES THE FIRST
AMENDMENT PROTECTIONS OF FREEDOM OF THE PRESS
A. The Unqualified Free Press Protections Applied to the Print Medium
Should be Applied to Online Journalism
Publishers on the World Wide Web, under the District Court's ruling,
are subject to injunctions and liability that are unthinkable in other
media. The District Court's conclusion stands in stark contrast to the
U.S. Supreme Court's commands that debate on public issues be "uninhibited,
robust and wide-open," New York Times v. Sullivan, 376 U.S. 254,
270 (1964), and that publication on the World Wide Web is due unqualified
First Amendment protection, Reno v. ACLU, 521 U.S. 844, 870 (1997).
As different as the Web may be from other journalistic media, its essential
purpose is the same: to inform the broadest audience possible as fully
as possible. This common and fundamental purpose is what underlies the
press's hallowed constitutional status.
The right to publish necessarily encompasses the right to publish a
link. But the District Court, giving talismanic effect to the phrase "functionality,"
subjects Web publications to restrictions not permitted in the print media.
Yet, the only "function" with which the District Court takes issue is
the more rapid provision of additional information. The expression by
the publisher -- publishing the address of a website -- is identical in
each case, although the reader may use the furnished information in slightly
different ways. Instead of typing a Web address identified in a print
article into a browser or using a search engine to find referenced material,
the reader can click on the link.
The "function" that the District Court found justified a new constitutional
rule is no different from the pre-Web practice of identifying reference
material that a reader could then retrieve from a library. Web journalism
should not lose a degree of constitutional protection because it works
so efficiently.(10)
B. The District Court's Linking Liability Test Will Chill Significantly
More Speech Than the Defamation Standard
The District Court's creation of a special constitutional test whereby
an online publisher may be subject to suit under a federal statute merely
because it has included a link in an article will have a serious chilling
effect on journalistic practice. A journalist may sooner omit links, even
those for which liability would be unlikely to attach, than subject herself
to a trial regarding what she did or did not know or intend. The court's
framework thus rewards timidity. It ensures that a great deal of important,
newsworthy information will not reach the public.
The District Court acknowledged that the chilling effect engendered
by its "rule permitting liability for or injunctions against Internet
hyperlinks is a genuine concern." Universal City Studios v. Reimerdes,
111 F. Supp.2d 294, 340 (S.D.N.Y. 2000). But the court believed that it
had set out a standard that was "highly analogous" to the test for defamation,
a standard that "gives the press great comfort in publishing all sorts
of material that would have been actionable at common law." Id.
at 341. The District Court held that an online publisher could be enjoined
or held liable if it were proven that "those responsible for the link
(a) know at the relevant time that the offending material is on the linked-to
site, (b) know that it is circumvention technology that may not lawfully
be offered, and (c) create or maintain the link for the purpose of disseminating
the technology." Id.
The journalists represented by amici curiae do not find "great comfort"
in the District Court's subjective test. The District Court's analogy
is inapt; the test for linking liability will flatly prohibit the publication
of information that is permitted in other media. The test will chill significantly
more speech than the defamation standard announced by the Supreme Court
in New York Times v. Sullivan, 376 U.S. 254 (1964), and subsequent
cases.
Despite the District Court's efforts, its test for linking liability
and the constitutional tests for defamation differ in several significant
ways. Most basically, the New York Times test, requiring a clear
and convincing showing of actual malice, allows for defamation actions
in only the most exceptional cases. The test is set up so as to err decidedly
on the side of allowing undesirable publication, rather than risk infringing
unnecessarily on the freedom of the press:
Neither lies nor false communications serve the ends of the First
Amendment, and no one suggests their desirability or further proliferation.
But to insure the ascertainment and publication of the truth about
public affairs, it is essential that the First Amendment protect
some erroneous publications as well as true ones.
St. Amant v. Thompson, 390 U.S. 727, 732 (1968).
The significant barrier to liability set out in the defamation standard
is consistent with the fundamental principle of the First Amendment that
in order to place as few limits on publication as possible, our democracy
must tolerate some abuses of a free press. Thus even a strong potential
for speech to be used for illegal purposes does not justify a blanket
restriction. As this Court has said, "it is unfortunate that the exercise
of liberties so precious as freedom of speech and of the press may sometimes
do harm that the state is powerless to recompense: but this is the price
that must be paid for the blessings of a democratic way of life." Edwards
v. National Audubon Society, 556 F.2d 113, 122 (2d Cir. 1977).(11)
The District Court takes the opposite position; it admits that its standard
will encompass fair uses as well as infringing ones within its prohibition.(12)
Instead of requiring culpability akin to "actual malice," the court's
test is met by the simple intent to disseminate certain information.
Thus even the publication of circumvention technology in the context
of an educational story pertaining solely to non-infringing uses is prohibited
in order to guard against the possibility that an infringing use of that
information may occur. As a result, banned from publication are links
to a website containing DeCSS in a report on permissible efforts to reverse
engineer CSS, or in a report on the way a film professor compiles film
clips for exhibition in class, or in a report on the District Court's
decision. Banned are links that inform the reader exactly what DeCSS is,
even if the reader is advised not to "use" DeCSS.
Moreover, unlike the defamation standard in which relief is confined
to damages, the District Court's test authorizes injunctions, that is,
a judicial order barring publication, as well as liability. See
Near v. Minnesota, 283 U.S. 697,
718-19 (1931) (stating that the defamed "find their remedies
. . . in actions" for damages, "not in proceedings to restrain . . . publication");
Kramer v. Thompson, 947 F.2d 666, 671-680 (3rd Cir.
1990) (reviewing the rule against injunctions and characterizing exceptions
to it as merely a "trickle"); Community for Creative
Non-Violence v. Pierce, 814 F.2d 663, 672 (D.C.
Cir. 1987) (stating the settled rule that "equity does not enjoin a libel
or slander and that the only remedy for defamation is
an action for damages"); Alberti v. Cruise, 383 F.2d 268, 272 (4th
Cir. 1967). The rule against injunctions has varied historical origins.
But perhaps the most important reason for its continued vitality is the
concern that prohibiting publication is plainly censorship. See
Northwestern Pac. Railroad Co. v. Lumber & Sawmill Workers' Union,
31 Cal.2d 441, 448 (1948) (holding that equity "will not restrain the
commission of a libel or slander, for that is prior censorship--a basic
evil denounced by the Constitution[] of the United States . . . in protecting
freedom of speech and press"); see generally Annotation, Injunction
as a Remedy Against Defamation of Person, 47 ALR2d 715, 726-27 (1956)
("The most formidable obstacle to the grant of injunctive relief against
personal defamation in this country has been the feeling of the courts
that to allow such relief would infringe the constitutionally guaranteed
freedoms of speech and of the press by setting up what would be, at least
potentially, a system of judicial censorship."). This principle is not
unique to defamation jurisprudence. "Both the history and language of
the First Amendment support the view that the press must be left free
to publish news, whatever the source, without censorship, injunctions,
or prior restraints." New York Times v. United States, 403 U.S.
713, 717 (1971) (Black, J. concurring).
Further absent in the District Court's formulation is any analogue to
the requirement that the publication be defamatory, that is, actually
harmful to the subject's reputation, not merely untrue. See Levin
v. McPhee, 119 F.3d 189, 195 (2d Cir. 1997); cf. Wood v.
Georgia, 370 U.S. 375, 384-88 (1962) (explaining that one who makes
false statements damaging to the reputation of a judge may be held in
contempt of court only upon a showing of a clear and present danger of
obstruction of justice).(13) This requirement
is consistent with the broader rule that restrictions on First Amendment
rights are not tolerated unless "the recited harms are real, not merely
conjectural, and that the regulation will in fact alleviate these harms
in a direct and material way." Turner Broadcasting System
v. FCC, 512 U.S. 622, 664 (1994).
The District Court's standard, in contrast, allows one to halt publication
without any showing that the link was used improperly by any reader or
caused anybody any harm at all. Although a per se standard of
liability does exist for defamation actions, in which the false statements
are inherently damaging, a per se standard must not be applied
where, as here, publication supports "remarkably varied" legal and non-damaging
uses. See The Florida Star v. B.J.F., 491 U.S. 524, 539-40
(1989) (rejecting an ordinance in which "liability follows automatically
from publication"); see also Celle v. Filipino Reporter Enterprises,
209 F.3d 163, 179 (2d Cir. 2000) (noting the "fuzziness"of the defamation
per se rule).
Within the defamation analogy, publication by hyperlinking more closely
resembles the practice of accurately reporting that allegedly false and
defamatory statements were made by a reliable person. By hyperlinking,
a publication is merely referring its reader to a reliable source of information
about a newsworthy event or issue without espousing or concurring with
the linked-to site's purposes.
In the defamation context, this Court, recognizing that "the First Amendment
protects accurate and disinterested reporting of [newsworthy] charges,"
has applied a "neutral reportage privilege." Edwards, 556 F.2d
at 120. Under the neutral reportage privilege, the press may report neutrally
on the fact that asserted defamatory statements were made. The rule is
derived from the very basic concept that the press must be free to report
on newsworthy controversies. "The public interest in being fully informed
about controversies that often rage around sensitive issues demands that
the press be afforded the freedom to report such charges without assuming
responsibility for them." Id.
Indeed, linking comes with even fewer risks than neutral reportage and
is thus worthy of even greater constitutional protection. The online journalist
is at least one step removed; she does not "republish" the allegedly harmful
statement but merely indicates to the reader where it may be found.
On a practical level, the District Court's standard adds a significant
burden to present day news reporting practice as dictated by journalistic
ethics. Sound journalistic practice mandates that journalists seek to
report the truth fully and fairly. See supra Society of
Professional Journalists Code of Ethics. The defamation test requires
nothing more. Merely having adhered to this standard is usually adequate
to defend oneself against a charge of defamation; a journalist may refer
to notes of interviews and investigations, research materials, and other
documentary evidence to mount a defense. However, a journalist who includes
links in a story may have to retain an extensive record of the content
of all linked-to sites at the time the link was created solely for the
purpose of defending herself in an action based on linking liability.
In addition, the examination into the publisher's intent in providing
the link, required in the third part of the District Court's test, presents
risks not present when the issue is merely the reporter's knowledge. Indeed,
the core purpose of journalism is to disseminate information; one could
scarcely imagine a situation in which the third prong of the District
Court's test offered a legitimate journalist any safe haven. The District
Court's test opens up to examination the subjective intent of numerous
individuals responsible for including a link in a story.(14)
These unparalleled burdens, and the threat of having to testify about
every single link included in an article will result in a grave chilling
effect on linking.
C. The District Court Interprets the DMCA to Authorize a Prior Restraint
Against Publication of DeCSS by all Subsequent Publishers
The result of the District Court's ruling is that any court is now empowered
to issue an order barring any publisher from purposefully publishing a
link to a site that contains DeCSS. This result is not only an unprecedented
intrusion on the well-established First Amendment right to editorial freedom,(15)
it is a classic prior restraint.(16) No
matter what the situation or the news story, linking to a site containing
DeCSS subjects the publisher to liability unless the link was accidental.
The only defenses available are the ignorance that DeCSS is on the linked-to
site, the ignorance that DeCSS is unlawful circumvention technology, and
the lack of intent to maintain the link as a source of the DeCSS information.
It is not a defense that the article was, despite the fact that it also
contained DeCSS, an important source of information. It is not a defense
that DeCSS is uniquely illustrative of a newsworthy issue. It is not a
defense that no copyright holder would likely be imminently harmed by
the publication of the link, or that an adequate post-publication remedy
is available.
The fact that DeCSS is deemed contraband by the Digital Millennium Copyright
Act does not change the constitutional calculation. Indeed, the DMCA itself
forbids the use of the Act to grant a prior restraint. 17 U.S.C. 1201(b)(1).
The prior restraint so authorized is one that could not issue in the
print medium; it is hard to imagine that a newspaper could be restrained
from directing its readers to the web address of a site that contains
DeCSS, or for that matter, the title and edition of a magazine in which
DeCSS was published, or the address to which to send orders for the T-shirt
that has DeCSS printed on it, or the name of an encryption expert who
may have a copy. The Supreme Court has long protected the First Amendment
right of the press to publish not only mere "links" to confidential information,
but the information itself. See Landmark Communications v. Virginia,
435 U.S. 829, 840 (1978) (rejecting argument that First Amendment protection
does not extend to "the publication of information 'which by Constitutional
mandate is to be confidential'"). See, e.g., The Florida Star
v. B.J.F., 491 U.S. 524, 526 (1989) (identity of rape victim); Smith
v. Daily Mail Publishing Co., 443 U.S. 97, 98 (1979) (identity of
juvenile offender). The press's rights are not necessarily diminished
because the information was initially obtained improperly by someone else.
See New York Times v. United States, 403 U.S. 713, 714,
740 (1971) (White, J. concurring) (holding that the New York Times could
publish the confidential Pentagon Papers, even though the reporter obtained
them without authorization and possibly as a result of criminal conduct).(17)
Even if one were to accept the assertion that the harm caused by the disclosure
of DeCSS is not capable of being completely undone by post-publication
relief, an injunction against publication is still not justified. See
Oklahoma Publishing Co. v. District Court, 430 U.S. 308, 310-11
(1977) (refusing to enjoin the publication of photographs and the name
of an 11 year old who had appeared at a detention hearing, even though
a state statute authorized such an order).
III. ANY TEST FOR LINKING LIABILITY MUST BE BASED ON ACTIVE PARTICIPATION
IN A TRAFFICKING ENTERPRISE
The tension in the District Court's opinion, evident by the court's
authorization of prior restraints despite the DMCA's express prohibition
on them, is a result of the District Court's wrongly perceiving the publication
of a link to another website, without anything more, to be "offering to
the public, providing, or otherwise trafficking." The First Amendment
requires that "trafficking" be more than merely directing a reader to
another source of information.(18) Although
a hyperlink may be evidence of actionable conduct, it cannot be the basis
for liability in and of itself.
Courts should not formulate new constitutional tests specific to a medium
unless such tests are absolutely necessary. In this case, existing First
Amendment tests for vicarious liability adequately address Congress's
concern in adopting the DMCA. For this reason, amici curiae endorse the
hyperlinking liability analysis put forth by amici curiae American
Civil Liberties Union et al.
CONCLUSION
For the foregoing reasons, amici curiae believe the judgment
below should be reversed.
Respectfully submitted,
_______________________ Date: January 25, 2001
David Greene (Cal. Bar. No. 160107)
First Amendment Project
1736 Franklin Street, 9th Floor
Oakland, CA 94612
Telephone: 510-208-7744
Fax: 510-208-4562
Jane E. Kirtley (NY Bar No. 1716588)
Erik F. Ugland (Minn. Bar No. 0261300)
Silha Center for the Study of Media Ethics and Law
School of Journalism and Mass Communication
University of Minnesota
111 Murphy Hall
206 Church Street SE
Minneapolis, MN 55455-0418
Telephone: 612-625-9038
Fax: 612-626-8012
Milton Thurm (NY Bar No. MT4581)
Thurm & Heller, LLP
261 Madison Avenue
New York, NY 10016
Telephone: 212-682-7000
Fax: 212-682-7401
ATTORNEYS FOR AMICI CURIAE
Notes
1. Reno v. American Civil Liberties Union,
521 U.S. 844, 870 (1997)
2. Id.
3. All parties have consented to the filing of this
brief and their letters of consent have been filed with the court.
4. Survey of 3291 Web users by the Graphic, Visualization,
Usability Center at Georgia Tech University, October 1998 (www.gvu.gatech.edu/user_surveys).
5. David Novack, "From Novelty to Mainstream," Editor
& Publisher, Feb. 1, 1999, p. 36, citing the Pew survey of 3,184
adults.
6. www.mediainfo.com (accessed Dec. 4, 2000). Of
all the links, 3139 were to newspaper Websites, 2602 to magazines, 1928
to radio, 1003 to television, and 172 to syndicates.
7. Novack, supra, n. 5.
8. See Society of Professional Journalists'
Code of Ethics, available at www.spj.org/ethics/code.htm. The mandate
persists even, at times, when that information is legally confidential
or was obtained by others through improper means. See infra note
17 and accompanying text.
9. Mark Sableman, "Link Law: The Emerging Law of Internet
Hyperlinks," 4 Comm. L. & Pol'y 557, 560 (1999), quoting
Tim Berners-Lee, "Realizing The Full Potential of the Web" <www.w3.org/1998/02/Potential.html.>
10. Indeed, were this brief submitted online, the
judges of this Court could click on the links found in footnotes 4, 6,
8 or 9 and be quickly taken to those websites. Yet the "function" of the
online version of the brief is no different than this paper one that requires
that the web addresses be typed into a computer instead.
To the extent "functionality" refers to the hyperlink instructing the
reader how to accomplish a task, there are common analogues in other news
media. Newspapers commonly print intentionally instructive materials,
such as gardening tips, that could be used for improper purposes, such
as growing marijuana. And television news broadcasts details of how robberies
are committed even though an aspiring thief may learn essential information
from the report. Several courts have refused to attach liability in such
situations. See, e.g., Herceg v. Hustler Magazine, Inc.,
814 F.2d 1017 (5th Cir. 1987), cert. denied, 485 U.S. 959 (1988)
(reversing jury's award of damages in wrongful death action against a
magazine publisher following adolescent's death allegedly caused by article
describing practice of autoerotic asphyxia); DeFilippo v. National
Broadcasting Co., 446 A.2d 1036 (R.I. 1982) (dismissing wrongful death
action by deceased minor's parents against NBC after their son hanged
himself while imitating a stunt observed on the Johnny Carson Show); Olivia
N. v. NBC, Inc., 126 Cal. App.3d 488 (1981), cert. denied,
458 U.S. 1108 (1982) (finding that a victim sexually abused by teenagers
imitating a similar incident depicted in television drama had no valid
cause of action against television network ).
11. "As [James] Madison said, 'Some degree of abuse
is inseparable from the proper use of everything; and in no instance is
this more true than in that of the press.'" New York Times v. Sullivan,
376 U.S. 254, 271 (1964) (quoting 4 Elliots's Debates on the Federal
Constitution 571 (1876)). See also Hustler Magazine v. Falwell,
485 U.S. 46, 52 (1988) ("But even though falsehoods have little value
in and of themselves, they are nevertheless inevitable in free debate.").
12. The District Court identified, under its interpretation
of the Digital Millennium Copyright Act, "a notable potential impact on
uses that copy portions of a DVD movie" and characterized the interests
of those affected as "remarkably varied." Reimerdes, 111 F. Supp.2d
at 338.
13. The presumption of irreparable harm that in other
contexts accompanies a legislative authorization of an injunction is not
available when First Amendment rights are at issue. Pennekamp v. Florida,
328 U.S. 331, 335 (1946); Whitney v. California, 274 U.S. 357,
378-79 (1927) (Brandeis, J., concurring).
Were it otherwise, the scope of freedom of speech and of press would
be subject to legislative definition and the function of the First Amendment
as a check of legislative power would be nullified.
Landmark Communications v. Virginia, 435 U.S. 829, 843-44 (1978).
14. The Supreme Court has cautioned against applying
intent based standards when First Amendment right are at stake. See
Regan v. Time, Inc., 468 U.S. 641, 648-49 (1984) (striking down
a test that hinged legality on the publisher's purpose in including an
illustration).
15. See Miami Herald Publishing Co. v.
Tornillo, 418 U.S. 241, 258 (1974); CBS v. Democratic National
Committee, 412 U.S. 94, 120-21 (1973); see also Regan v.
Time, Inc., 468 U.S. 641, 678 (1984) ("the Government simply has no
business second-guessing editorial judgments as to the communicative value
of illustrations").
16. An order that prevents one from exercising
his or her free speech rights, rather than addressing the harm caused
by an utterance after the fact, is a "prior restraint." Prior restraints
strike at the very heart of the First Amendment:
In determining the extent of the [First Amendment's] constitutional
protection, it has generally, if not universally, been considered that
the chief purpose of the guaranty is to prevent previous restraints on
publication.
Near v. Minnesota 283 U.S. 697, 713 (1930). See Nebraska
Press Ass'n v. Stuart, 427 U.S. 539, 559 (1976) ("[P]rior restraints
upon speech and publication are the most serious and least tolerable infringement
on First Amendment rights."); New York Times v. United States,
403 U.S. 713, 726-27, 730 (1969) (stating that prior restraints are permissible
only "at time of war" (Brennan, J. concurring), or when a "direct, immediate
and irreparable damage to our nation or its people" is certain to result)
(Stewart J. concurring)). Prior restraints bear "a heavy presumption against
its constitutional validity." Organization for a Better Austin v. Keefe,
402 U.S. 415, 419 (1971).
As discussed above, the First Amendment dictates that the proper relief
is not an injunction against publication, but an action for post-publication
liability. "Subsequent civil or criminal proceedings, rather than prior
restraints, ordinarily are the appropriate sanction for . . . misdeeds
in the First Amendment context." CBS, Inc. v. Davis, 510 U.S. 1315,
1318 (1994). See also Nebraska Press Association, 427 U.S.
at 558 (explaining the preference for post-publication sanctions rather
than prior restraints).
17. See also Religious Technology Center
v. Lerma, 908 F.Supp. 1353 (E.D.Va. 1995), in which the court made
clear that a reporter could not be liable for publishing excerpts of newsworthy
documents, even where those documents were protected by copyright; Bartnicki
v. Vopper, 200 F.3d 109 (3d Cir. 1999), cert. granted, 120
S.Ct. 2716 (2000), in which the Third Circuit held that a radio broadcaster
could not be punished under state and federal wiretap statutes for broadcasting
an illegally intercepted phone conversation, because the broadcaster did
not participate in its interception. But see Boehner v. McDermott,
191 F.3d 463 (D.C. Cir. 1999); Peavy v. WFAA-TV, 221 F.3d 158 (5th
Cir. 2000) (holding the law could be constitutionally applied in other,
limited situations).
18. The District Court used the "expressive conduct"
test set out in United States v. O'Brien, 391 U.S. 367, 376-77
(1968), to evaluate whether its linking liability standard comported with
the First Amendment. [Op. at 76-77] Several courts have cautioned against
applying O'Brien when the "conduct" sought to be addressed is the
disclosing and publishing of information. See Bartnicki v. Vopper,
200 F.3d 109, 120 (3d Cir.1999), cert. granted, 120 S.Ct. 2716
(2000), ("If the acts of 'disclosing' and 'publishing' information do
not constitute speech, it is hard to imagine what does fall within that
category, as distinct from the category of expressive conduct."); IDK
v. County of Clark, 836 F.2d 1185, 1194 (9th Cir. 1988)
("[B]ooks and newspapers are, without doubt, expression; dating is conduct
that is protected to the extent that it involves expressive activities.");
Century Communications Corp. v. FCC, 835 F.2d 292, 295 (D.C. Cir.
1987).
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